How to become a Financial Compliance Manager
Manages financial-services compliance programs by overseeing regulatory monitoring, risk assessments, policies and procedures, training, audits, remediation, reporting, and communication with regulators and senior management.
Top Skills Required
- Compliance program design and management
- Regulatory compliance monitoring and testing
- Risk assessments
Education & Certifications
Typical: Bachelor's degree in finance, accounting, economics, public policy, business, regulatory compliance, or a related field.
Alternative paths:
- Seven years of equivalent banking and regulatory compliance experience
- CRCM certification
- CAMS or equivalent AML certification
- Relevant compliance or risk-management experience without a degree