AML Compliance - Senior Analyst
Interactive Brokers — Chicago, IL
Posted: 2026-10-12
Job Description
• Conduct CAFFI enhanced due diligence reviews of high-risk clients, including KYC profile and transaction analysis, negative-news searches, and public-domain research.
• Prepare comprehensive risk assessments, investigate and escalate review issues, and maintain accurate assignment and documentation tracking.
• Support compliance procedures, training, and documentation, and serve as a subject matter expert for CAFFI reviews.
• Ensure compliance with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.
• Requires a bachelor's degree or higher preferred, ACAMS Certification, strong Excel/Word/PowerPoint proficiency, and preferably 5 years of direct Enhanced Due Diligence compliance-review experience; hybrid Chicago schedule and $85K–$90K/year full-time compensation.