Compliance Associate (Hedge Fund)

Job Description

• Support and enhance the regulatory compliance program for a hedge fund/private funds and alternative investment management environment.
• Manage Code of Ethics activities, including personal trading, employee attestations, and conflicts of interest.
• Prepare regulatory filings, disclosures, compliance records, and supporting documentation; conduct monitoring, testing, risk assessments, and periodic reviews.
• Maintain compliance policies and procedures, support training and regulatory requirements, and advise legal, investment, and operations teams on regulatory inquiries and examinations.
• Requires a Bachelor's degree in Finance, Business, Economics, Legal Studies, or a related field; JD preferred; 4+ years of relevant financial services compliance experience; knowledge of the Investment Advisers Act of 1940 and SEC regulations.
• Full-time hybrid role in Westchester County, NY, Monday to Friday; compensation is $100,000–$200,000/year plus bonus.