Director, Fiduciary Activities, DC Innovation

Job Description

• Director-level governance and compliance role supporting Fidelity’s Pooled Employer Plan (PEP) retirement offerings in Covington, KY.
• Manages end-to-end annual plan audits, fiduciary and investment oversight committees, Nondiscrimination Testing (NDT), payroll validation, QNEC support, and annual Form 5500 preparation.
• Requires deep expertise in annual testing, regulatory reporting, plan audit requirements, and operational defect correction methodology.
• Coordinates Product, Operations, Finance, Legal, Risk, Testing and Reporting teams, business partners, and external auditors while defining scalable compliance processes.
• Full-time onsite working model is being phased in; Fidelity will not provide immigration sponsorship, and regulatory requirements may restrict hiring based on certain criminal histories.