Senior Manager, Securities Processing (Corporate Actions)

Job Description

• Lead corporate actions securities-processing operations across multiple systems, platforms, and locations, ensuring accurate, timely, and compliant handling of mandatory and voluntary events.
• Manage, coach, performance-manage, and develop analysts, specialists, team leads, and supervisors while supporting hiring, onboarding, succession, and coverage planning.
• Oversee workflow, queues, SLAs, escalations, controls, SOC1 and audit responsibilities, compliance reconciliations, incident remediation, and risk reduction.
• Drive process improvements, platform enhancements, automation, operational readiness, and cross-functional initiatives with Product, Engineering, Compliance, Risk, Trading, Client Services, vendors, DTC/DTCC, and correspondent firms.
• Requires a bachelor's degree or equivalent experience, 5+ years in corporate actions/securities processing/brokerage operations, 4+ years in people leadership, and FINRA Series 7 and Series 99 licenses; Dallas, TX hybrid role.